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Original article| Volume 7, ISSUE 4, P292-295, October 2016

Short- to mid-term results of ulna head replacement as both a primary and revision implant

      Abstract

      We present the results of short- to medium-term follow-up of 10 patients following ulna head replacement. The mean age of patients was 63.2 years (range 48–81 years), with the mean duration of follow-up being 48 months (12–88 months). The indications for the procedure were primary osteoarthritis (n = 3), post-traumatic osteoarthritis (n = 4), failed Darrach's procedure (n = 2) and rheumatoid arthritis (n = 1). Two patients required revision (20%), one for gross aseptic loosening of the stem and another for an initially oversized head. At final follow-up, the satisfactory rate was 90%. The mean VAS score was 2.4 (range 0–8). The average DASH score was 37 (range 0–72.5). Our study suggests that ulna head replacement can give satisfactory forearm function; however, concerns exist regarding bone resorption and tapering around the prosthesis, which may affect the long-term performance of the prosthesis.

      Level of evidence

      IV.

      Keywords

      1. Introduction

      The distal radio-ulnar joint (DRUJ) has an important role in forearm stability and force transmission from the forearm to the wrist.
      • Markolf K.L.
      • Lamey D.
      • Yang S.
      • Meals R.
      • Hotchkiss R.
      Radioulnar load-sharing in the forearm. A study in cadavera.
      • Shaaban H.
      • Giakas G.
      • Bolton M.
      • et al.
      The load-bearing characteristics of the forearm: pattern of axial and bending force transmitted through ulna and radius.
      The radius rotates about the fixed ulna at the wrist, articulating through the DRUJ.
      • Linscheid R.L.
      Biomechanics of the distal radioulnar joint.
      Stability is maintained by both bony architecture and soft tissue. Arthritis of the DRUJ can lead to pain and decreased pronosupination with a resultant loss of significant function.
      • Dell P.C.
      Distal radioulnar joint dysfunction.
      Surgical options for the management of DRUJ arthritis include excision of the distal ulnar (Darrach's procedure),
      • Darrach W.
      A plea for the immediate reduction of fractures.
      fusion of the DRUJ and excision of a segment of ulna by Sauvé–Kapandji procedure
      • Sauvé L.
      • Kapandji M.
      Nouvelle technique des traitement chirurgical des luxations redidivantes isolees de l’extremite intericubitus.
      and hemi-resection of the ulnar head.
      • Watson H.K.
      • Gabuzda G.M.
      Matched distal ulna resection for posttraumatic disorders of the distal radioulnar joint.
      These procedures do not restore normal joint anatomy or kinematics. They have their own complications, such as distal ulnar stump instability with the Sauvé–Kapandji procedure, and radio-ulnar convergence and pain with distal ulnar excision.
      • Bell M.J.
      • Hill R.J.
      • McMurtry R.Y.
      Ulnar impingement syndrome.
      • Sauerbier M.
      • Hahn M.E.
      • Fujita M.
      • Neale P.G.
      • Berglund L.J.
      • Berger R.A.
      Analysis of dynamic distal radioulnar convergence after ulnar head resection and endoprosthesis implantation.
      • Minami A.
      • Iwasaki N.
      • Ishikawa J.
      • Suenaga N.
      • Yasuda K.
      • Kato H.
      Treatments of osteoarthritis of the distal radioulnar joint: long-term results of three procedures.
      • Douglas K.C.
      • Parks B.G.
      • Tsai M.A.
      • Meals C.G.
      • Means Jr., K.R.
      The biomechanical stability of salvage procedures for distal radioulnar joint arthritis.
      To overcome secondary painful instability, several soft tissue stabilising procedures using part of the flexor and/or extensor carpi ulnaris tendon have been described. None of these have been able to restore stability and reduce symptoms reliably in clinical studies.
      • Bieber E.J.
      • Linscheid R.L.
      • Dobyns J.H.
      • Beckenbaugh R.D.
      Failed distal ulna resections.
      • Bowers W.H.
      Instability of the distal radioulnar articulation.
      • van Schoonhoven J.
      • Fernandez D.L.
      • Bowers W.H.
      • Herbert T.J.
      Salvage of failed resection arthroplasties of the distal radioulnar joint using a new ulnar head prosthesis.
      However, ulnar head arthroplasty has been shown to restore the normal axis of forearm rotation while also resisting tensile and compressive forces across the wrist.
      • Sauerbier M.
      • Hahn M.E.
      • Fujita M.
      • Neale P.G.
      • Berglund L.J.
      • Berger R.A.
      Analysis of dynamic distal radioulnar convergence after ulnar head resection and endoprosthesis implantation.
      We present a retrospective review of the results of one type of distal ulna replacement from a district general hospital in 10 patients for a range of disorders.

      2. Method

      This is a review of the outcomes of patients who underwent ulna head end-prosthetic replacement between 2006 and 2012 using the Avanta implant (Small Bone Innovations, Morrisville, PA). This is a modular device with a range of stems and heads. All procedures were performed by the senior author (BDF).
      The indications for surgery were pain in the distal radio-ulnar joint associated with radiological degenerative changes that was unresponsive to non-operative treatment (e.g. directed intra-articular injections) with physiotherapy and analgesia or a failed previous surgical procedure to treat DRUJ pathology (i.e. Darrach's). The preoperative diagnosis is shown in Table 1.
      Table 1Table summarising outcome at final follow-up.
      AgeIndicationsFU/mVASDASHFlExtURPSComplicationsSatisfactionResorp/mmTapering
      61Failed Darrach's
      Length of follow-up and clinical results after revision.
      43242.5709020109070Revised for osteolysis/loosening at 5 mMuch betterNoneNone
      81Primary OA
      Length of follow-up and clinical results after revision.
      36848.3604530209070Undersized head changed at 20 mBetter6Yes
      71Post-traumatic OA48011.7554020209090Dorsal hand paraesthesiaMuch better5Yes
      68Post-traumatic OA56227.5353520209045NoneBetter4Yes
      58Post-traumatic OA12672.5603015108070Dorsal hand paraesthesiaWorse12Yes
      46Post-traumatic OA44016.7556020209090NoneMuch Better2Yes
      48Failed Darrach's88671.7303025306060NoneBetter2Yes
      76Primary OA6000557045459045NoneBetter6Yes
      71Primary OA64019.8706040159090NoneMuch better13Yes
      52RA30014.200006060NoneMuch better9Yes
      FU/m = follow-up in months; VAS = pain as measured with a Visual Analogue Scale; Fl = flexion/°; Ext = extension/°; U = ulnar deviation/°; R = radial deviation/°; P = pronation/°; S = supination/°; resorption/mm = gap between the collar of the prosthesis and bone around the stem in millimetres; tapering = presence of tapering of bone around stem.
      a Length of follow-up and clinical results after revision.
      Prior to incision, all patients were examined under anaesthetic to assess stability of the DRUJ. A dorso-ulnar incision was made, taking care to protect the dorsal branch of the ulnar nerve. The distal ulna was exposed and the triangular fibrocartilage complex (TFCC) was preserved if it was present. The sigmoid notch was assessed and the surrounding soft tissue envelope was preserved. The amount of bone resected from the ulna was determined by a jig to allow insertion of either a standard or extended prosthesis. The bony canal was reamed. The stem of the prosthesis was impacted into the shaft of the ulna, and a suitably sized ulna head was applied, which was sutured to the TFCC using the distal holes within the implant. The implant was sized so it fitted snugly into the sigmoid notch and was either ulnar neutral or minus. The soft tissue sleeve was reconstructed around the prosthesis and the wound was closed with non-absorbable sutures. The forearm was placed in a heavy bandage for 2 weeks and gentle mobilisation was commenced immediately.
      All 10 patients were reviewed clinically and radiologically. This was done by the two authors not involved in the surgery (TB and RP). Complications and re-operations were documented. Range of motion (ROM) (wrist flexion, extension, radial and ulnar deviation, and forearm pronation and supination) was measured using a goniometer. Patient satisfaction was established as “much better”, “better”, “the same” or “worse.”
      Specific radiographic variables were noted, including alignment of implant, evidence of loosening, bone tapering around the implant (see Fig. 1), secondary changes of the sigmoid notch and ulnar variance.
      Figure thumbnail gr1
      Fig. 1Radiograph 3 years after DUR showing complete resorption of cortical bone from the collar of the prosthesis and tapering of the rest of the cortical bone along the length of the stem.

      3. Results

      The mean age of patients was 63.2 years (range 48–81 years), with the mean duration of follow-up being 48 months (range 12–88 months). The indications for the procedure were primary osteoarthritis (n = 3), post-traumatic osteoarthritis (n = 4), failed Darrach's procedure (n = 2) and rheumatoid arthritis (n = 1). Of the four patients with post-traumatic osteoarthritis, one had undergone a manipulation and k-wire fixation of a distal radius fracture and another had sustained a distal ulna fracture that required plate fixation. The other two had had non-operative management of a distal radius fracture. Preoperative on-table assessment of the DRUJ revealed no evidence of instability in any of the patients. A summary of each patient's results is shown in Table 1.
      Two patients required further surgery. In one patient, the implant had to be exchanged for gross aseptic loosening after 5 months to a customised hydroxylapatite (HA) coated implant (Stanmore Instruments Worldwide, Elstree, UK) (Fig. 2). The patient recovered well from revision surgery and despite the customised revision implant being slightly long, there was no clinical evidence of ulna impaction syndrome. The other patient needed the head of the implant changed for initial over-sizing (retaining the initial stem). Two patients experienced paraesthesia across the dorsum of their hand. There were no surgical wound infections. The one patient with rheumatoid arthritis was excluded from the results analysis as this patient had previously had had a radio-carpal fusion.
      Figure thumbnail gr2
      Fig. 2Radiograph showing customised HA-coated revision implant following aseptic loosening of primary implant.
      The mean VAS score was 2.7 (range 0–8). The average DASH score was 37 (range 0–72.5). Nine patients (90%) felt that their symptoms were either ‘better’ or ‘much better’ following this procedure. One patient felt the outcome was worse. The average amount of flexion that our patients could achieve was 54° (30°–70°), extension was 51° (30°–90°), ulnar deviation was 26° (15°–45°), radial deviation was 21° (10°–45°), pronation was 86° (60°–90°) and supination was 70° (45°–90°).
      At final follow-up, nine of the patients (all except the patient that underwent revision of stem) demonstrated radiological evidence of resorption of bone from the head of the prosthesis and tapering of the distal ulna (Fig. 1). The average distance from bone to the implant collar was 6.5 mm (2–13 mm). Five patients also demonstrated secondary changes to the sigmoid notch of the distal radius.

      4. Discussion

      Over the last decade, there has been an increase in the use of ulna head replacement to treat a variety of pathologies affecting the DRUJ.
      • Sauerbier M.
      • Hahn M.E.
      • Fujita M.
      • Neale P.G.
      • Berglund L.J.
      • Berger R.A.
      Analysis of dynamic distal radioulnar convergence after ulnar head resection and endoprosthesis implantation.
      • Minami A.
      • Iwasaki N.
      • Ishikawa J.
      • Suenaga N.
      • Yasuda K.
      • Kato H.
      Treatments of osteoarthritis of the distal radioulnar joint: long-term results of three procedures.
      • Berger R.A.
      • Cooney 3rd, W.P.
      Use of an ulnar head endoprosthesis for treatment of an unstable distal ulnar resection: review of mechanics, indications, and surgical technique.
      • Willis A.A.
      • Berger R.A.
      • Cooney 3rd., W.P.
      Arthroplasty of the distal radioulnar joint using a new ulnar head endoprosthesis: preliminary report.
      • Kakar S.
      • Swann R.P.
      • Perry K.I.
      • Wood-Wentz C.M.
      • Shin A.Y.
      • Moran S.L.
      Functional and radiographic outcomes following distal ulna implant arthroplasty.
      • van Schoonhoven J.
      • Muhldorfer-Fodor M.
      • Fernandez D.L.
      • Herbert T.J.
      Salvage of failed resection arthroplasties of the distal radioulnar joint using an ulnar head prosthesis: long-term results.
      • Warwick D.
      • Shyamalan G.
      • Balabanidou E.
      Indications and early to mid-term results of ulnar head replacement.
      • Axelsson P.
      • Sollerman C.
      • Karrholm J.
      Ulnar head replacement: 21 cases; mean follow-up, 7.5 years.
      The results obtained from our series suggest that this implant can provide patient satisfaction and symptom control with reasonable overall hand and forearm function when assessed at mid-term follow-up, a finding that is supported by other studies.
      • Kakar S.
      • Swann R.P.
      • Perry K.I.
      • Wood-Wentz C.M.
      • Shin A.Y.
      • Moran S.L.
      Functional and radiographic outcomes following distal ulna implant arthroplasty.
      • van Schoonhoven J.
      • Muhldorfer-Fodor M.
      • Fernandez D.L.
      • Herbert T.J.
      Salvage of failed resection arthroplasties of the distal radioulnar joint using an ulnar head prosthesis: long-term results.
      • Warwick D.
      • Shyamalan G.
      • Balabanidou E.
      Indications and early to mid-term results of ulnar head replacement.
      • Axelsson P.
      • Sollerman C.
      • Karrholm J.
      Ulnar head replacement: 21 cases; mean follow-up, 7.5 years.
      Obviously our results are specific to the Avanta implant and not necessarily representative of general DUR. Early results for this prosthesis have previously been published and showed encouraging results
      • Willis A.A.
      • Berger R.A.
      • Cooney 3rd., W.P.
      Arthroplasty of the distal radioulnar joint using a new ulnar head endoprosthesis: preliminary report.
      with a 50% reduction in pain and a threefold improvement in function. Half the patients in our study experienced no pain at all at final review. The majority of patients underwent one or more procedures prior to the DUR and all except one had a satisfactory outcome indicating that this is a good salvage operation at intermediate follow-up. Both patients who had previously undergone a elective procedure (Darrach's) for DRUJ pathology reported the outcome as either better or much better (although one did still experience significant pain), which indicates this is a viable option as a salvage procedure consistent with the series published by van Schoonhoven et al.
      • van Schoonhoven J.
      • Muhldorfer-Fodor M.
      • Fernandez D.L.
      • Herbert T.J.
      Salvage of failed resection arthroplasties of the distal radioulnar joint using an ulnar head prosthesis: long-term results.
      There were four patients whose DASH score was more than 40, indicating a poor result. Three of these patients were satisfied and felt that overall their symptoms and function were better when compared to their preoperative symptoms and function. They had, also, all undergone at least one previous procedure, which may have compounded their function and symptoms. One of those patients, subsequently, was diagnosed with an inflammatory arthropathy. The fourth patient suffered from clinical depression and did not comply with the postoperative rehabilitation program.
      There are several limitations to this study, which include a relatively small number of patients who have been operated on by a single surgeon in one unit; however, ulna head replacement is not recognised as a routine procedure and patients should be selected with care. We have no preoperative functional or pain scores and no postoperative grip strength.
      None of the patients in our study demonstrated clinically symptomatic instability, pre- or postoperatively of the implant, which has been reported as a problem in other studies, where revision often required attention to the distal radius in conjunction with the ulna (i.e. partial replacement).
      • Kakar S.
      • Swann R.P.
      • Perry K.I.
      • Wood-Wentz C.M.
      • Shin A.Y.
      • Moran S.L.
      Functional and radiographic outcomes following distal ulna implant arthroplasty.
      • Warwick D.
      • Shyamalan G.
      • Balabanidou E.
      Indications and early to mid-term results of ulnar head replacement.
      • Axelsson P.
      • Sollerman C.
      • Karrholm J.
      Ulnar head replacement: 21 cases; mean follow-up, 7.5 years.
      This may be due to our patient group being not only older and having lower demand, but it also may highlight the importance of selecting the correct implant size and taking care to reconstruct the soft tissue envelope, including re-attachment of the TFCC to the slot on the implant head.
      One patient did undergo revision at 20 months due to persistent pain (but not clinical instability) and required the head of the implant to be exchanged for a smaller size without revision of the stem. Another patient was revised at 5 months for early aseptic to a customised implant. Both had satisfactory outcomes after the revision. Two patients did experience some dorsal ulnar paraesthesia of the hand, but this was not significant and needed no extra treatment. There were no postoperative infections, which is reassuring as the ulna head replacement was a secondary procedure in several of our patients. The rate of patients within this study needing further surgery is lower than has previously been reported.
      There are discrepancies between VAS scores and patient satisfaction where, despite two patients continuing to experience significant pain, they were still satisfied with the outcome of the operation. One of these patients was revised for initial under-sizing of the head and the other suffered from clinical depression and had had a previous fracture malunion of the distal radius. This may be explained by the pain being improved and episodic but having good function postoperatively.
      A significant finding of this study is the tapering and resorption of bone around the stem, which was seen in all 9 patients (90%) that retained the original Avanta DUR stem (see Fig. 1). Presumably, this is due to stress shielding. This has been commented on in other studies
      • Kakar S.
      • Swann R.P.
      • Perry K.I.
      • Wood-Wentz C.M.
      • Shin A.Y.
      • Moran S.L.
      Functional and radiographic outcomes following distal ulna implant arthroplasty.
      • Warwick D.
      • Shyamalan G.
      • Balabanidou E.
      Indications and early to mid-term results of ulnar head replacement.
      • Axelsson P.
      • Sollerman C.
      • Karrholm J.
      Ulnar head replacement: 21 cases; mean follow-up, 7.5 years.
      • Herzberg G.
      Periprosthetic bone resorption and sigmoid notch erosion around ulnar head implants: a concern?.
      and seems to stabilise after about 6 months, although there are no studies, as yet, looking at the long-term effect of this bone loss. In the one patient who had the stem revised for a customised HA-coated implant, there was no radiological evidence of bone resorption at 43 months (see Fig. 2). However, there does not seem to be any deterioration in function or pain associated with the bone resorption – the two patients with the greatest re-absorption gap (12 mm and 13 mm) have contrasting clinical outcome (one much better after surgery and one worse). There is no trend of increasing resorption linked to a poorer result, although in a study of this size formal analysis is not possible. However, the re-absorption is extensive in some of our patients and there is a concern that eventually there will be risk of either aseptic loosening (which has been reported as a common cause for revision)
      • Kakar S.
      • Swann R.P.
      • Perry K.I.
      • Wood-Wentz C.M.
      • Shin A.Y.
      • Moran S.L.
      Functional and radiographic outcomes following distal ulna implant arthroplasty.
      or peri-prosthetic fractures. At present, however, there is no evidence to support either risk or this is purely speculative. We are not aware of any prostheses currently available that incorporate HA on their stems and this is a design feature that should be considered in the future to limit the amount of bone resorption.
      Currently, there is further innovation in treating pathology of the DRUJ. A spherical, headed implant has been developed to treat failed Sauvé–Kapandji procedures with it articulating with the residual ulna head with encouraging preliminary results.
      • Fernandez D.L.
      • Joneschild E.S.
      • Abella D.M.
      Treatment of failed Sauve–Kapandji procedures with a spherical ulnar head prosthesis.
      Total DRUJ replacement is available for treatment of unstable, arthritic ulna heads.
      • Laurentin-Perez L.A.
      • Goodwin A.N.
      • Babb B.A.
      • Scheker L.R.
      A study of functional outcomes following implantation of a total distal radioulnar joint prosthesis.
      Bone preserving implants (First Choice™, Ascension Orthopaedics, Austin, TX, USA) and potentially less erosive pyrocarbon heads (Eclypse™, Tornier, Montbonnot Saint Martin, France) are also available.
      There are several limitations to this study, which include a relatively small number of patients that have been operated on by a single surgeon in one unit; however, ulna head replacement is not recognised as a routine procedure and patients should be selected with care.
      Despite these limitations, our study suggests that the Avanta ulnar head replacement hemi-arthroplasty is a reliable implant for aiding forearm function and pain in the short- to mid-term and this is irrespective of the aetiology. The results are comparable to outcome of other designs of distal ulna replacement, such as the Herbert Ulna Head Replacement.
      • Warwick D.
      • Shyamalan G.
      • Balabanidou E.
      Indications and early to mid-term results of ulnar head replacement.
      Studies with long-term follow-up are required to look further at the survivorship of this prosthesis and specifically the effect of the bone re-absorption around the stem.

      Conflicts of interest

      The authors have none to declare.

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